KBA Law Firm-Capital Markets and Financial Regulation

Capital Markets and Financial Regulation

Our team has deep knowledge of how the market works

Our practice covers a wide range of capital markets products, focusing on debt and equity capital markets, derivatives and high yield financing. We support our clients in connection with financial regulatory reforms, day-to-day regulatory and compliance issues, transactional structures, trading and market issues, regulatory investigations, and enforcement proceedings.

Our specialists have significant experience in matters relating to bank/investment firm regulation, bank insolvency, directors’ liability, recovery and resolution planning, corporate governance, capital markets transactions and implementation of EU legislation (such as EMIR, MiFID II, and CRD IV). We work closely with our corporate, restructuring, and M&A teams but also with other top tier law firms to enable us to cover all aspects of complicated leveraged finance transactions.

By offering clear technical advice, we successfully guide our clients through all kinds of complex issues.